Your Questionnaire

Do not invest unless you’re prepared to lose money. Investments arranged by Beach Equity are high-risk investments. You may not be able to access your money easily and are unlikely to be protected if something goes wrong. Take 2 minutes to learn more. 

Customer Assessment

In order for us to provide our service we must comply with FCA regulatory requirements and assess whether the service we offer is appropriate for you. We rely on you providing accurate information so please ensure all answers are factually correct.

Please answer all questions in full. This information will be used to assess your knowledge and experience. If you don’t answer all of the questions or provide incomplete or inconsistent information, we will be unable to assess whether the service is appropriate and therefore will be unable to accept you as a customer.

We will also use the information provided in the Beach Equity Investments LLP Membership Form. If you have any concerns about the accuracy of information provided to us in this form, please contact us immediately.

PART ONE – DECLARATIONS AND CERTIFICATES

You require a certificate to invest in a Beach Equity Investments LLP transaction. We will rely on the information you provide when considering the certificate information, so please ensure you complete the certificate information as accurately as possible.

Self-Certified Sophisticated Investor Statement

Please confirm whether you qualify as a self-certified sophisticated investor on the basis that A, B, C or D apply to you.

In the last two years have you:

High-Net-Worth Investor Statement

Please confirm whether you qualify as a high-net-worth investor on the basis that A or B apply to you?

In the last financial year did you have:

PART TWO – APPROPRIATENESS QUESTIONNAIRE 

Please contact your Beach Equity Investments LLP relationship manager

3.0 Knowledge and understanding

3.01 Your experience

As you do not require investment advice for an investment arranged by Beach Equity Investments LLP, please provide details of your commercial and investment experience and qualifications. Please consider relevant senior-level commercial, finance and investment experience, as well as any professional certifications or degrees. In the table provided below, please outline your investment history.

3.02 Your investment history matrix

Number of investments in the last 3 years
Amount invested in last 3 years (£)

Unlisted Equity Investments into small companies

Unlisted Debt Investments into small companies

(Please note, an Unlisted Debt Investment into a small company is not the same as savings accounts, savings bonds, fixed terms savings product or any other debt instrutument issued by a bank, building society or similar institution).

Options/warrants

Other

Total

 

3.03 Please list one Unlisted Equity Investment and one Unlisted Debt Investment made in the last three years, as applicable given the answers you have provided to 3.02.

Unlisted Equity Investment

Unlisted Debt Investment

Name of Company

Equity/Debt

Approximate revenue at time of investment

Amount Invested

Did you lose money?

 

3.04 Your portfolio, wealth and income

Source of funds being invested

Please provide details of your source of funds

4.0 Capital and income

Beach Equity Investments LLP is not responsible for the performance of the company, the capital invested, or any income from the investment. Investments arranged by Beach Equity Investments LLP are higher risk, illiquid and should not be relied on as a source of income. Investors should consider this asset class as part of an overall portfolio approach.

Your investment income and liquidity

5.0 General knowledge

Beach Equity Investments LLP does not assess your suitability for this unregulated activity

Custodian/Nominee

Fees


Declaration

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Beach Equity Investments LLP is authorised and regulated by the Financial Conduct Authority (FCA).